-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FArUfoSXIPaLTOqt0Q5kTlZc6vBC9PMYV1+ebYkQEPJefAwx4UO0fgxX6x5kUKHL 9WjObHdrwCw5ezgAt1QuHQ== 0001019687-08-000094.txt : 20080107 0001019687-08-000094.hdr.sgml : 20080107 20080107123033 ACCESSION NUMBER: 0001019687-08-000094 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20071231 ITEM INFORMATION: Unregistered Sales of Equity Securities ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20080107 DATE AS OF CHANGE: 20080107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ACE MARKETING & PROMOTIONS INC CENTRAL INDEX KEY: 0001084267 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING [7310] IRS NUMBER: 113427886 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-51160 FILM NUMBER: 08514262 BUSINESS ADDRESS: STREET 1: 457 ROCKAWAY AVENUE CITY: VALLEY STREAM STATE: NY ZIP: 11581 BUSINESS PHONE: 516-256-7766 MAIL ADDRESS: STREET 1: 457 ROCKAWAY AVENUE CITY: VALLEY STREAM STATE: NY ZIP: 11581 8-K 1 ace_8k-010408.txt U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 7, 2008 (December 31, 2007) Ace Marketing & Promotions, Inc. -------------------------------- (Exact name of registrant as specified in its charter) New York -------- (State or jurisdiction of incorporation or organization) 000-51160 --------- (Commission File Number) 11-3427886 ---------- (I.R.S. Employer Identification Number) 457 Rockaway Avenue, Valley Stream, NY 11582 -------------------------------------------- (Address of principal executive offices (Zip Code) Registrant's telephone number: (516) 256-7766 ------------------------------------------------------------- (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17CFR 240.13e-4(c)) Item 3.02 Unregistered Sales of Equity Securities --------------------------------------- On December 31, 2007, the Board of Directors authorized the issuance of 75,000 shares of its restricted Common Stock to a non-affiliated third party in connection with services rendered. Item 7.01 Regulation FD Disclosure. ------------------------- Reference is made to the press release appended hereto as Exhibits 99.1. Item 8.01 Other Events. ------------- Ace Marketing & Promotions, Inc., announces the extension of the expiration date of its Class A and Class B Warrants through the close of business on April 1, 2008. The Class A and Class B Warrants maintain an exercise price of $2.00 per share. Item 9.01 Financial Statements and Exhibits. ---------------------------------- Exhibit - ------- 99.1 Press Release dated January 7, 2008. SIGNATURE Pursuant to the requirements of Section 13 or 15(b) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. ACE MARKETING & PROMOTIONS, INC. Dated: January 7, 2008 By: /s/ Michael D. Trepeta ------------------------------ Michael D. Trepeta, President EX-99.1 2 ace_8kex99-1.txt PRESS RELEASE EXHIBIT 99.1 ACE ANNOUNCES A SHORT TERM EXTENSION OF THE EXPIRATION DATE OF ITS CLASS A AND - ------------------------------------------------------------------------------ CLASS B WARRANTS - ---------------- VALLEY STREAM, NY -- January 7, 2008 Ace Marketing & Promotions, Inc., a premier Promotional Marketing solutions company, (OTCBB: AMKT) announces the extension of the expiration date of its Class A and Class B Warrants through the close of business on Tuesday, April 1, 2008. The Class A and Class B Warrants maintain an exercise price of $2.00 per share. About Ace Marketing Ace Marketing & Promotions, Inc., a premier Promotional Marketing solutions company. Its Corporate Overview is available at http://www.acemarketing.net on the "About Us" tab. In addition Ace has also added several new revenue stream models. The long-term strategic plan is for Ace find new opportunities while leveraging its core competencies. For additional information, a copy of Ace's public filings can be obtained on the Internet by going to www.acemarketing.net, clicking on links and then clicking on SEC Filings. Safe Harbor Statement Under the Private Securities Litigation Reform Act of 1995. Certain statements in this press release constitute "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. Such forward-looking statements involve known and unknown risks, uncertainties and other factors which may cause the actual results, performance or achievements of the company to be materially different from any future results, performances or achievements express or implied by such forward-looking statements. The forward-looking statements are subject to risks and uncertainties including, without limitation, changes in levels of competition, possible loss of customers, and the company's ability to attract and retain key personnel. ______________ CONTACT: Ace - Valley Stream, NY. Michael Trepeta, President - 516-256-7766 -----END PRIVACY-ENHANCED MESSAGE-----