UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities and Exchange Act of 1934

Date of Report (or Date of Earliest Event Reported): June 4, 2020

HCI Group, Inc.

(Exact Name of Registrant as Specified in Its Charter)

 

 

 

 

 

 

Florida

  

001-34126

  

20-5961396

(State or Other Jurisdiction

of Incorporation or Organization)

  

(Commission File Number)

  

(I.R.S. Employer

Identification Number)

5300 West Cypress Street, Suite 100

Tampa, Florida 33607

(Address of Principal Executive Offices)

(813) 405-3600

(Telephone Number, Including Area Code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  

 

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol(s)

Name of each exchange on which registered

Common Stock

HCI

NYSE


 

Item 5.07

Submission of Matters to a Vote of Security Holders

We held our Annual Meeting of Shareholders on June 4, 2020. Three matters were voted upon at the meeting: (1) the election of three Class C directors; (2) the ratification of the appointment of Dixon Hughes Goodman LLP as our independent registered public accounting firm for the year ending December 31, 2020; and (3) approval, on an advisory basis, of the compensation of our named executive officers.

Wayne Burks, Sanjay Madhu and Anthony Saravanos were elected to the board of directors at the meeting. The number of votes cast for and the number of votes withheld as to each director nominee appear below.

 

 

 

 

 

 

 

 

 

 

Director Nominee

  

For

 

  

Withheld

 

Wayne Burks

  

 6,331,611

 

 

 

169,889

 

  

Sanjay Madhu

  

6,242,958

 

 

 

258,542

 

  

Anthony Saravanos

  

6,410,683

 

 

 

90,817

 

  

The number of votes cast for, against and abstaining in the second matter voted upon appear below.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

  

For

 

  

Against

 

  

Abstain

 

Ratification of the appointment of Dixon Hughes Goodman LLP as the company’s independent registered public accounting firm for the year ending December 31, 2020.

  

 7,047,423

 

 

 

1,885

 

 

 

4,875

 

 

 

The number of votes cast for, against and abstaining and the number of broker non-votes in the third matter voted upon appear below.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

  

For

 

  

Against

 

  

Abstain

 

  

Broker
Non-Votes

 

Approval, on an advisory basis, of compensation paid to named executive officers.

  

 

5,076,206

  

  

 

1,080,387

  

  

 

344,907

  

  

 

552,683

  

 

 

 

 



SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Dated: June 8, 2020.

 

 

 

 

HCI GROUP, INC.

 

 

BY:

 

/s/ James Mark Harmsworth

 

 

Name:  James Mark Harmsworth

Title:    Chief Financial Officer

A signed original of this Form 8-K has been provided to HCI Group, Inc. and will be retained by HCI Group, Inc. and furnished to the Securities and Exchange Commission or its staff upon request.