0001695870-20-000001.txt : 20200114 0001695870-20-000001.hdr.sgml : 20200114 20200114114638 ACCESSION NUMBER: 0001695870-20-000001 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20200114 DATE AS OF CHANGE: 20200114 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Ecoark Holdings, Inc. CENTRAL INDEX KEY: 0001437491 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-85169 FILM NUMBER: 20525368 BUSINESS ADDRESS: STREET 1: 5899 PRESTON ROAD #505 CITY: FRISCO STATE: TX ZIP: 72712 BUSINESS PHONE: (479) 259-2977 MAIL ADDRESS: STREET 1: 5899 PRESTON ROAD #505 CITY: FRISCO STATE: TX ZIP: 72712 FORMER COMPANY: FORMER CONFORMED NAME: Magnolia Solar Corp DATE OF NAME CHANGE: 20100107 FORMER COMPANY: FORMER CONFORMED NAME: Mobilis Relocation Services Inc. DATE OF NAME CHANGE: 20080612 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Strategic Planning Group, Inc CENTRAL INDEX KEY: 0001695870 IRS NUMBER: 043266958 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 57 RIVER STREET SUITE 306 CITY: WELLESLEY STATE: MA ZIP: 02481 BUSINESS PHONE: 7814449010 MAIL ADDRESS: STREET 1: 57 RIVER STREET SUITE 306 CITY: WELLESLEY STATE: MA ZIP: 02481 SC 13G 1 spg13g.txt 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Ecoark Holdings, Inc ------------------------------------------------ (Name of Issuer) Common ------------------------------ (Title of Class of Securities) 27888N109 -------------- (CUSIP Number) December 31, 2019 ------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ X ] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - 1 - CUSIP No. 1. Names of Reporting Person Strategic Planning Group, Inc. I.R.S. Identification Nos. of above persons (entities only): 04-3266958 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] 3. SEC Use Only 4. Citizenship or Place of Organization of each Reporting Person: Massachusetts, U.S.A Number of 5. Sole Voting Power: 0 Shares Bene- ficially Owned by Each 6. Shared Voting Power: Reporting Such shares are held by the following entities in the Person With: respective amounts listed: 7. Sole Dispositive Power: 4,545,666 8. Shared Dispositive Power: Such shares are held by the following entities in the respective amounts listed: 9. Aggregate Amount Beneficially Owned by Each Reporting Person: 4,545,666 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - 2 - 11. Percent of Class Represented by Amount in Row (9): 6.60% 12. Type of Reporting Person (See Instructions) IA ITEM 1. (a) Name of Issuer: Ecoark Holdings, Inc (b) Address of Issuer's Principal Executive Offices 5899 Preston Road #505 Frisco, TX 75034 ITEM 2. (a) Name of Person Filing Strategic Planning Group, Inc (b) Address of Principal Business Office or, if none, Residence 57 River Street Suite 306 Wellesley, MA 02481 (c) Citizenship of each Reporting Person: Massachusetts, U.S.A. (d) Title of Class of Securities Common Stock (e) CUSIP Number 27888N109 - 3 - ITEM 3. If this statement is filed pursuant to Sec. 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); (b) Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); (c) Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); (d) Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); (e) x An investment adviser in accordance with Sec. 240.13d-1(b)(1)(ii)(E); (f) An employee benefit plant or endowment fund in accordance with Sec. 240.13d-1(b)(1)(ii)(F); (g) A parent holding company or control person in accordance with Sec. 240.13d-1(b)(1)(ii)(G); (h) A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) A non-U.S. institution in accordance with Sec. 240.13d-1(b)(1)(ii)(J); (k) Group, in accordance with Sec. 240.13d-1(b)1(ii)(K). If filing as a non-U.S. institution in accordance with Sec. 204.13d-1(b)(1)(ii)(J), please specify the type of institution: _____________________________________________ ITEM 4. Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 4,545,666 (b) Percent of class: 6.60% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 4,545,666 (iv) Shared power to dispose or to direct the disposition of: 0 - 4 - Instruction. For computations regarding securities which represent a right to acquire an underlying security see Sec. 204.13d-3(d)(1). ITEM 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Instruction: Dissolution of a group requires a response to this item. ITEM 6. Ownership of More than Five Percent on Behalf of Another Person ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person ITEM 8. Identification and Classification of Members of the Group - 5 - ITEM 9. Notice of Dissolution of Group ITEM 10. Certifications By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect other than activities solely in connection with a nomination under Sec. 240.14a-11. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Strategic Planning Group, Inc Date: January 14, 2020 By: David Rourke --------------------------- Name: David Rourke Title: President - 6 -