0001512291-19-000003.txt : 20190131 0001512291-19-000003.hdr.sgml : 20190131 20190131172123 ACCESSION NUMBER: 0001512291-19-000003 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20190131 DATE AS OF CHANGE: 20190131 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BARFRESH FOOD GROUP INC. CENTRAL INDEX KEY: 0001487197 STANDARD INDUSTRIAL CLASSIFICATION: CANNED, FROZEN & PRESERVED FRUIT, VEG & FOOD SPECIALTIES [2030] IRS NUMBER: 271994359 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-87567 FILM NUMBER: 19556779 BUSINESS ADDRESS: STREET 1: 8530 WILSHIRE BOULEVARD STREET 2: SUITE 450 CITY: BEVERLY HILLS STATE: CA ZIP: 90211 BUSINESS PHONE: 310-598-7110 MAIL ADDRESS: STREET 1: 8530 WILSHIRE BOULEVARD STREET 2: SUITE 450 CITY: BEVERLY HILLS STATE: CA ZIP: 90211 FORMER COMPANY: FORMER CONFORMED NAME: Moving Box Inc DATE OF NAME CHANGE: 20100315 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Goldberg Capital Management CENTRAL INDEX KEY: 0001512291 IRS NUMBER: 000000000 STATE OF INCORPORATION: CT FISCAL YEAR END: 1210 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 27 STAGECOACH ROAD CITY: AVON STATE: CT ZIP: 06001 BUSINESS PHONE: 8606730141 MAIL ADDRESS: STREET 1: 27 STAGECOACH ROAD CITY: AVON STATE: CT ZIP: 06001 SC 13G 1 GCMbrfh20190131.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Barfresh Food Group, Inc. -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, Par Value $.000001 -------------------------------------------------------------------------------- (Title of Class of Securities) 067532101 -------------------------------------------------------------------------------- (CUSIP Number) 1/10/2019 -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |X| Rule 13d-1(b) |_| Rule 13d-1(c) |_| Rule 13d-1(d) CUSIP NO. 067532101 -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON SS OR IRS IDENTIFICATION NO. OF ABOVE PERSON Goldberg Capital Management -------------------------------------------------------------------------------- 2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) |_| -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Connecticut -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 1230200 NUMBER OF -------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENFICIALLY OWNED BY n/a EACH -------------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 5129950 -------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 5129950 -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENFICIALLY OWNED BY EACH REPORTING PERSON 1230200 -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES |_| -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.0% -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON Investment Advisor -------------------------------------------------------------------------------- Item 1. a) Name of Issuer: Barfresh Food Group, Inc. b) Address: 8383 Wilshire Blvd., Suite 750 Beverly Hills, CA 90211 Item 2. a) Name of Filer: Goldberg Capital Management b) Address of Filer: 27 Stagecoach Road Avon, CT 06001 c) Citizenship: Goldberg Capital Management is a Connecticut Corporation d) Title of Class of Securities: Common Stock, Par Value $.000001 e) CUSIP Number: 067532101 Item 3. Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) |_| Broker or Dealer registered under Section 15 of the Act (b) |_| Bank as defined in section 3 (a) (6) of the Act (c) |_| Insurance Company as defined in section 3 (a) (6) of the Act (d) |_| Investment Company registered under section 8 of the Investment Company Act (e) |X| Investment Adviser registered under section 203 of the Investment Advisers act of 1940 (f) |_| Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see 240.13d-1 (b) (1) (ii) (F) (g) |_| Parent Holding Company, in accordance with 240.13d-1 (b) (ii) (G) (Note: See Item 7) (h) |_| Group, in accordance with 240.13d-1(b) (1) (ii) (H) Item 4. Ownership a) Amount beneficially owned: 5129950 b) Percent of Class: 4.0% c) Number of shares: (i) Sole voting power -- 1230200 (ii) Shared voting power -- n/a (iii) Sole disposal power -- 5129950 (iv) Shared disposal power - 5129950 Item 5. Less than 5% beneficial ownership If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6. More than 5% on behalf of another na Item 7. Subsidiary na Item 8. If group na Item 9. Notice of Dissolution na Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date 1/31/2019 By: /s/ Leonard L. Goldberg, Owner --------------------------------------- Name, Title