UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of Report: November 1, 2016
(Date of earliest event reported)
Yuma Energy, Inc.
(Exact name of registrant as specified in its charter)
 
 DELAWARE
 
 0001672326
 
 81-2235304
 (State or other jurisdiction of incorporation)
 
 (Commission File Number)
 
 (IRS Employer Identification No.)
 
 
1177 West Loop South, Suite 1825
Houston, Texas 77027
(Address of principal executive offices) (Zip Code)
 
(713) 968-7000
(Registrant’s telephone number, including area code)
 
 
 
 
 
(Former name or former address, if changed since last report)
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)  
 
 
 
 
 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)  
 
 
 
 
 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))  
 
 
 
 
 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))  
 
 

 
 
 
Item 8.01.                       
Other Events.
 
On November 1, 2016, Yuma Energy, Inc. issued a press release disclosing the number of outstanding shares of its capital stock after the closing of its reincorporation and merger with Davis Petroleum Acquisition Corp. on October 26, 2016. A copy of the press release is included with this Current Report on Form 8-K as Exhibit 99.1 and is incorporated herein by reference.
 
Item 9.01.                       
Financial Statements and Exhibits.
 
(d)            
Exhibits.
 
The following exhibit is included with this Current Report on Form 8-K:
 
Exhibit No.
 
Description
 
 
 
 
 
Press release dated November 1, 2016.
 
 
 
 
 
 
2
 
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
YUMA ENERGY, INC.
 
 
 
 
 
Date: November 2, 2016
By:  
/s/  Sam L. Banks
 
 
 
Name:  Sam L. Banks
 
 
 
Title:  President and Chief Executive Officer
 
 
 
 
 
 
3
 
EXHIBIT INDEX
Exhibit No.
 
Description
 
 
 
 
Press release dated November 1, 2016.
 
 
 
 
 
4