-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IQ3RE4DxlJhrJnTSaNwkyN7XVOSzqsRRl9/Sj+Bk1SzJT8LfJ/nrhKvCIdyZ/I1y DA4Ud/6IGqrMT0a0JR09bw== 0000849401-06-000015.txt : 20061122 0000849401-06-000015.hdr.sgml : 20061122 20061122163957 ACCESSION NUMBER: 0000849401-06-000015 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061122 ITEM INFORMATION: Regulation FD Disclosure FILED AS OF DATE: 20061122 DATE AS OF CHANGE: 20061122 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADM TRONICS UNLIMITED INC/DE CENTRAL INDEX KEY: 0000849401 STANDARD INDUSTRIAL CLASSIFICATION: ADHESIVES & SEALANTS [2891] IRS NUMBER: 221896032 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-17629 FILM NUMBER: 061236869 BUSINESS ADDRESS: STREET 1: 224 S PEGASUS AVE CITY: NORTHVALE STATE: NJ ZIP: 07647 BUSINESS PHONE: 2017676040 MAIL ADDRESS: STREET 1: 224 S PEGASUS AVE CITY: NORTHVALE STATE: NJ ZIP: 07647 8-K 1 k8k112206.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 22, 2006 ADM TRONICS UNLIMITED, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-17629 22-1896032 (State or Other (Commission (IRS Employer Jurisdiction of File Number) Identification No.) Incorporation) 224 Pegasus Avenue, Northvale, NJ 07647 (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code (201) 767-6040 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 below): [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 7.01 Regulation FD Disclosure. On November 22, 2006, Ivivi Technologies, Inc. (the "Company"), a company in which ADM Tronics Unlimited Inc. owns approximately 35% of the outstanding Common Stock (as defined below), announced the closing of the sale of 250,000 shares of common stock, no par value per share, of the Company ("Common Stock") pursuant to the partial exercise of the over-allotment option granted to the underwriters in connection with the initial public offering of the Common Stock of the Company, which closed on October 24, 2006. These shares were sold at the initial public offering price of $6.00 per share. Net proceeds to the Company from the exercise of the over-allotment option are expected to be approximately $1.35 million. In accordance with General Instructions B.2 of Form 8-K, the information in this Current Report on Form 8-K under Item 7.01, shall not be deemed "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such a filing. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized. IVIVI TECHNOLOGIES, INC. By: /s/ Andre' DiMino Name: Andre' DiMino Title: President Date: November 22, 2006 17662/3 11/22/06 2056870.01 -----END PRIVACY-ENHANCED MESSAGE-----