-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LWpNnm6Vkom7jexk0KVVwn2o2fD9AKeOTcpExMAgr2uMWPf96R227x7xEh8z2sQP hfAOyocX6U2DRCA5V67y7g== 0000096223-03-000022.txt : 20030403 0000096223-03-000022.hdr.sgml : 20030403 20030403144312 ACCESSION NUMBER: 0000096223-03-000022 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030326 FILED AS OF DATE: 20030403 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PARKERVISION INC CENTRAL INDEX KEY: 0000914139 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 592971472 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22904 FILM NUMBER: 03638145 BUSINESS ADDRESS: STREET 1: 8493 BAYMEADOWS WAY CITY: JACKSONVILLE STATE: FL ZIP: 32256 BUSINESS PHONE: 9047371367 MAIL ADDRESS: STREET 1: 8493 BAYMEADOWS WAY CITY: JACKSONVILLE STATE: FL ZIP: 32256 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: LEUCADIA NATIONAL CORP CENTRAL INDEX KEY: 0000096223 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] RELATIONSHIP: OWNER IRS NUMBER: 132615557 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 315 PARK AVE S CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 2124601900 MAIL ADDRESS: STREET 1: 315 PARK AVENUE SOUTH CITY: NEW YORK STATE: NY ZIP: 10010 FORMER COMPANY: FORMER CONFORMED NAME: TALCOTT NATIONAL CORP DATE OF NAME CHANGE: 19800603 3 1 lncform3.txt FORM 3 PARKERVISION, INC. ------------------------------ OMB APPROVAL ------------------------------ OMB Number: 3235-0104 Expires: January 31, 2005 Estimated average burden hours per response.........0.5 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 (Print of Type Responses) ________________________________________________________________________________ 1. Name and Address of Reporting Person* Leucadia National Corporation - -------------------------------------------------------------------------------- (Last) (First) (Middle) 315 Park Avenue South - -------------------------------------------------------------------------------- (Street) New York New York 10010 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Date of Event Requiring Statement (Month/Day/Year) March 26, 2003 ________________________________________________________________________________ 3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary) ________________________________________________________________________________ 4. Issuer Name and Ticker or Trading Symbol Parkervision, Inc. ("PRKR") ________________________________________________________________________________ 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |_| Director |X| 10% Owner |_| Officer (give title below) |_| Other (specify below) ____________________________________________________________________ ________________________________________________________________________________ 6. If Amendment, Date of Original (Month/Day/Year) ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check Applicable line) |_| Form filed by One Reporting Person |x| Form filed by More than One Reporting Person ================================================================================ Table I -- Non-Derivative Securities Beneficially Owned ================================================================================
3. Ownership Form: 2. Amount of Securities Direct (D) or 1. Title of Security Beneficially Owned Indirect (I) 4. Nature of Indirect Beneficial Ownership (Instr. 4) (Instr. 4) (Instr. 5) (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, $0.1 par value per share 1,123,680 D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
FORM 3 (continued) Table II -- Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
5. Owner- 3. Title and Amount of Securities ship Underlying Derivative Security Form of 2. Date Exercisable (Instr. 4) Derivative and Expiration Date --------------------------------- 4. Conver- Securities: (Month/Day/Year) Amount sion or Direct 6. Nature of ---------------------- or Exercise (D) or Indirect Date Expira- Number Price of Indirect Beneficial 1. Title of Derivative Exer- tion of Derivative (I) Ownership Security (Instr. 4) cisable Date Title Shares Security (Instr. 5) (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock Purchase Options See Notes See Notes Common Stock 484,293 See Notes D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Explanation of Responses: Pursuant to the terms of a Subscription Agreement, dated May 22, 2000 ("First Agreement"), by and between Leucadia and Parkervision, Inc. (Ticker Symbol: PRKR) (the "Company"), the Company sold, and Leucadia purchased, 529,475 shares of Company common stock, $.01 par value ("Common Stock"), and common stock purchase options ("Purchase Options") to purchase up to 529,475 shares of Common Stock. The aggregate purchase price of the shares of Common Stock and the Purchase Options was $15,000,000. The Purchase Options have an exercise price of $56.66 per share and became fully vested on May 22, 2002. One half of the Purchase Options expires on November 22, 2011 and the other half of the Purchase Options expires on May 22, 2012. Net of a transfer to an individual in connection with the purchase under the First Agreement, Leucadia retained ownership of 518,885 shares of Common Stock and Purchase Options to purchase 518,885 shares of Common Stock. In July, 2000, Leucadia sold 34,592 shares of Common Stock and a Purchase Option to purchase 34,592 shares of Common Stock to an unrelated entity for an aggregate consideration of $979,991 ("2000 Sale"). Pursuant to the terms of a Subscription Agreement, dated March 26, 2003 ("Second Agreement"), by and between Leucadia and the Company, the Company agreed to sell, and Leucadia agreed to purchase, 639,387 shares of Common Stock for an aggregate purchase price of $2,500,000. The sale and purchase under the Second Agreement closed on March 27, 2003. After giving effect to the foregoing transactions, Leucadia owns 1,123,680 shares of Common Stock and Purchase Options to purchase an additional 484,293 shares of Common Stock. Leucadia National Corporation /s/ Joseph A. Orlando -------------------------------------- Name: Joseph A. Orlando Title: Vice President April 1, 2003 - --------------------------------------------- ----------------------- **Signature of Reporting Person Date * If the form is filed by more than one reporting person, see Instruction 5(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Joint Filer Information ----------------------- Name and Address of Reporting Person: Ian M. Cumming c/o Leucadia National Corporation 529 East South Temple Salt Lake City, Utah 84102 Issuer Name and Ticker or Trading Symbol: Parkervision, Inc. (PRKR) Relationship of Joint Filer to Issuer: 10% Owner Date of Event Requiring Statement: March 26, 2003 Designated Filer: Leucadia National Corporation Signature: By: /s/ Ian M. Cumming -------------------------------- Name: Ian M. Cumming Dated: April 1, 2003 Joint Filer Information ----------------------- Name and Address of Reporting Person: Joseph S. Steinberg c/o Leucadia National Corporation 315 Park Avenue South New York, NY 10010 Issuer Name and Ticker or Trading Symbol: Parkervision, Inc. (PRKR) Relationship of Joint Filer to Issuer: 10% Owner Date of Event Requiring Statement: March 26, 2003 Designated Filer: Leucadia National Corporation Signature: By: /s/ Joseph S. Steinberg -------------------------------- Name: Joseph S. Steinberg Dated: April 1, 2003
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