-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AdP/zLskKaXKe97tlKEhqd58SUxPcPAwMbTjSdgNRIMpEqn6nLRw6GU8dBNCMm9f ueIs3O0QN9etOHvIQ2jsNQ== 0001097715-02-000006.txt : 20020415 0001097715-02-000006.hdr.sgml : 20020415 ACCESSION NUMBER: 0001097715-02-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020305 FILED AS OF DATE: 20020306 COMPANY DATA: COMPANY CONFORMED NAME: SOURLIS VIRGINIA K ESQ CENTRAL INDEX KEY: 0001097715 OTHER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: PO BOX 237 CITY: RED BANK STATE: NJ ZIP: 07701 MAIL ADDRESS: STREET 1: PO BOX 237 CITY: RED BANK STATE: NJ ZIP: 07701 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MIDLAND CORP CENTRAL INDEX KEY: 0000924719 STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE PRODUCTS, EXCEPT BLOCK & BRICK [3272] IRS NUMBER: 541727060 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13752 FILM NUMBER: 02567687 BUSINESS ADDRESS: STREET 1: ROUTE 28 STREET 2: P O BOX 300 CITY: MIDLAND STATE: VA ZIP: 22728 BUSINESS PHONE: 5404393266 MAIL ADDRESS: STREET 1: P.O. BOX 300 STREET 2: P.O. BOX 300 CITY: MIDLAND STATE: VA ZIP: 22728 4 1 form4ard.txt U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [X] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). ________________________________________________________________________________ 1. Name and Address of Reporting Person* H.T. ARDINGER & SONS, INC. 9040 GOVERNOR'S ROW, P.O. BOX 569360 DALLAS TEXAS 75356 ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol SMITH MIDLAND CORPORATION (SMID) ________________________________________________________________________________ 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) ________________________________________________________________________________ 4. Statement for Month/Year 03/05/02 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Year) ________________________________________________________________________________ 6. Relationship of Reporting Person to Issuer (Check all applicable) [_] Director [X] 10% Owner [_] Officer (give title below) [_] Other (specify below) ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check applicable line) [X] Form filed by one Reporting Person [_] Form filed by more than one Reporting Person ________________________________________________________________________________ ================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================ 6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 3. Disposed of (D) Securities Form: 7. Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. Code ---------------------------- Owned at End (D) or Indirect 1. Transaction (Instr. 8) (A) of Month Indirect Beneficial Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4)(Instr. 4) Common Stock 09/11/01 S 150,000 D 0.75 305,000 D Common Stock 12/24/01 S 100,000 D 1.064 205,000 D Common Stock 02/02/02 S 145,000 D 1.43 60,000 D *If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Response) (Over) Table II Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 10. 9. Owner- Number ship of Form 2 Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or Derivative 6. of Underlying 8. ities Secur- of Exer- 4. Sec Date Sec Price Bene- ity: In- cise 3. Trans- Acq (A) Exerc and (Ins 3 and 4) of ficially Direct direct Price Trans- action or Disp Exp Date -------------- Der Owned (D) or Bene- 1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial Title of Der Date (Ins. (Ins. 3, ---------------- or Sec- of dir Owner- Der tive (Month/ 8) 4 and 5) Date Exp- Number ity Month (I) ship Sec Sec- Day/ ------ ------------ Exer- tion of (Ins. (Ins. (Ins. (Ins. (Ins 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) Explanation of Responses: H. T. Ardinger & Sons, Inc. /s/ Horace T. Ardinger, Jr 03/05/02 **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Page 2 -----END PRIVACY-ENHANCED MESSAGE-----