UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported) August 14, 2019

 

 

ENCISION, INC.

(Exact name of registrant as specified in its charter)
Colorado 0-28604 84-1162056
(State or other jurisdiction
of incorporation)
(Commission
File Number)

(I.R.S. Employer
Identification No.)

 

6797 Winchester Circle, Boulder, Colorado 80301
(Address of principal executive offices)

(Zip Code)

 

 

Registrant’s telephone number, including area code (303) 444-2600

 

 

(Former name or former address, if changed since last report.)

Securities registered pursuant to Section 12(b) of the Securities Exchange Act of 1934

 

Title of each class Trading Symbol(s) Name of each exchange on which registered
Common Stock, no par value ECIA OTC Bulletin Board
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Emerging growth company 

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. 

 

 

 

 
 

 

 
   
Item 5.07 Submission of Matters to a Vote of Security Holders.

 

Encision Inc. (the "Company") held its Annual Meeting of Stockholders ("Annual Meeting") on August 14, 2019. The matters voted upon at the Annual Meeting and the results of such voting are set forth below.

 

Proposal 1 - Election of 5 directors to serve until the 2020 annual meeting of stockholders; each until his successor has been elected and qualified

 

          
Nominee  Votes For  Withheld  Broker Non-Votes
Robert H. Fries   5,602,298    349,983    3,214,643 
Vern D. Kornelsen   5,608,298    343,983    3,214,643 
David W. Newton   5,885,523    66,758    3,214,643 
Patrick W. Pace   5,837,717    114,564    3,214,643 
Gregory J. Trudel   5,686,707    265,574    3,214,643 

 

All five director nominees were duly elected.

 

Proposal 2 - Ratification of appointment of independent registered accounting firm – Eide BaillyLLP

 

       
Votes For Votes Against Abstain Broker Non-Votes
9,150,279 5,900 10,745 0

 

Proposal 2 was approved.

 

 

Proposal 3 – To approve the amendment of the 2014 Equity Incentive Plan

 

       
Votes For Votes Against Abstain Broker Non-Votes
5,691,852 250,604 9,825 3,214,643

 

Proposal 3 was approved.

 

Proposal 4 – To vote for a non-binding advisory vote on Executive Compensation

 

       
Votes For Votes Against Abstain Broker Non-Votes
5,702,057 239,799 10,425 3,214,643

 

Proposal 4 was approved.

 

Proposal 5 – Recommend frequency of non-binding vote on Executive Compensation

 

       
Votes For 1 Year Votes For 2 Years Votes for 3 Years Abstain
804,295 76,357 4,994,432 77,197

 

Proposal 5 was approved for 3 years.

 

 
 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

  ENCISION INC.
   
Date: August 16, 2019 By:  /s/ Mala Ray
   

Mala Ray
Controller

Principal Accounting Officer